Xuanyou Liu
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ICLR 2027 Under Review NeurIPS 2026 Workshop Best Paper Honorable Mention

Learning Checklists

to Reduce Lottery Effects in Scientific Peer Review

Xuanyou Liu, Ziyang Guo, Jason Hartline, Jessica Hullman

NeurIPS 2026 AI-Native Academia workshop ICLR 2027
paper score each dot = one reviewer's score population target wide spread tight spread mean shifts Without a checklist: scores scatter With one: tighter, but the mean can shift

Overview

Peer review is partly a lottery. A paper gets three or four reviewers, and each one notices only a handful of the issues a larger pool would raise. Swap in a different committee and the verdict can change.

We learn a checklist from thousands of past reviews and show it to every reviewer, so each committee starts from the same baseline checks. The hard part is granularity: too specific and items never recur, too broad and they fit every paper. We pick the level at which reviewers of the same paper agree most, beyond what reviewers of different papers share by chance.

58% less error for a three-reviewer committee on NeurIPS 2021
21% less error for the same committee size on ICLR 2022
k = 100 checklist items: the highest ECA and the lowest error on both venues
0.48 → 0.22 ranking error of human participants, without and with the checklist

The problem

Submissions keep surging, and review is getting noisier and less reliable. Decisions start to look like a lottery, and a lottery rewards authors who simply try their luck, which brings in even more papers.

More and more papersAI-fueled surgeOverload and noisereview fatigueA random lotterydecisions feel arbitrarySpam pays offweak papers try their luckEven more papersthe loop restartsReviewdeath spiral
The review death spiral (Liu and Tan, 2026, preprint). AI tools make papers cheaper to write, so reviewers carry heavier loads and reviews get noisier; when outcomes are close to random, submitting weak or spam papers pays off.

The NeurIPS 2021 experiment shows how noisy review already is: every paper was reviewed by two independent committees. We also broke each review into atomic claims and matched them across the two committees to see how much reviewers actually overlap.

23% of papers got different decisions from the two independent committees
34.3% of claims are also raised by the other committee
81% of issues are raised by only a single reviewer
18.2% of concrete criticisms are clearly refuted by the paper itself

So reviewers are noisy, and sometimes wrong. A shared checklist can fix part of this, but it has a price.

A shared checklist

A shared, LLM-verifiable checklist can reduce variance, but it can also introduce bias.

Every reviewer starts from the same checks, so scores agree more and checkable facts get checked correctly. But a checklist also steers attention. Anything it leaves out may get less weight from everyone at once, which moves the committee’s average away from the target: the score the whole reviewer population would give, μi(∅).

Error of the committee mean

MSE = Variance + Bias2

A checklist helps when

Var(∅) − Var(g)variance removed > (μ(g) − μ(∅))2bias² added

g: with a checklist; ∅: no checklist. Without a checklist there is no bias, so the error is all variance, and it falls as 1/N for a committee of N reviewers.

Method

A checklist is a coarsening of the claims reviewers can make. The method picks how coarse it should be with a proxy that past reviews can measure.

1

What is a checklist?

a coarsening of claims

g : Cver → {1, …, k}

Partitions paper-verifiable review claims into k shared checklist items. Choosing a checklist is choosing the granularity k.

2

The objective is out of reach

counterfactual scores

ming MSE(g) = Var(g) + (μ(g) − μ(∅))2

Unobservable on historical data: past reviewers only gave unaided scores Y(∅) and never saw candidate checklists g.

3

A proxy we can compute

observable from past reviews

maxg ECA(g) = Asame(g) − Adiff(g)

Expected correlated agreement: how much more often independent reviewers of the same paper raise the same checklist item than reviewers of different papers.

Choosing k by agreement

Past reviews cannot tell us how reviewers would have scored with a checklist they never saw, so we cannot measure error directly. We measure agreement instead: how often two reviewers of the same paper raise the same item (Asame), minus how often reviewers of two different papers do (Adiff). Broad items inflate both terms, narrow items shrink both, and the gap peaks in between. We prove that, under stated conditions, the ECA-maximizing checklist approximates the one with the lowest error.

NeurIPS 2021 same paper different 0 5 10 15 20 25 agreement (%) ECA = same − different +9.8 50 +10.2 100 +9 200 +7.3 500 +7.1 600 +5.9 1,000 +4.2 2,000 +1.8 6,000 checklist items k (coarse → fine) ICLR 2022 same paper different 0 10 20 30 40 agreement (%) ECA = same − different +11.7 50 +12.9 100 +12.6 200 +11.6 500 +11.5 600 +10.8 1,000 +9.8 2,000 +7.7 6,000 checklist items k (coarse → fine)
Same data as the table below. Broad items (left) inflate both agreement curves, narrow items (right) shrink both, and the gap between them, ECA, peaks at k = 100 on both venues.
Items k NeurIPS 2021 ICLR 2022
Asame Adiff ECA Asame Adiff ECA
5022.112.4+9.838.927.2+11.7
10016.26.1+10.228.815.9+12.9
20012.33.2+9.021.79.2+12.6
5008.71.4+7.315.84.2+11.6
6008.21.1+7.114.93.5+11.5
1,0006.60.7+5.913.12.3+10.8
2,0004.50.4+4.210.91.2+9.8
6,0002.00.1+1.88.10.4+7.7
Agreement at eight cuts of the checklist tree (all values in %). Coarser cuts raise both Asame and Adiff; ECA, their difference, peaks at 100 items on both venues (highlighted), and that is the checklist reviewers see.

Building the checklist tree from historical reviews

The pipeline reads a historical review corpus and grows one tree of checklists. Cutting the tree near the root gives a few broad items; cutting near the leaves gives thousands of narrow ones. Each cut is a candidate value of k.

1

A review sentence

NeurIPS 2021
“Finally, the experimental evaluation omits some important baselines such as DISCERN, which was also evaluated on Atari.”
2

Split, filter LLM

15,118 claims from 298 papers
atomic claim the paper can settleThe paper’s experimental evaluation does not include a comparison to the DISCERN baseline.
3

Strip names

so papers can match
The paper’s experimental evaluation does not include a comparison to the [METHOD] baseline.
4

Embed, merge LLM

only exact repeats merge
this claim…does not include a comparison to the [METHOD] baseline.
nearby, another paper…does not include comparisons to non-trivial baseline algorithms…
5

Cluster, name LLM

one tree, many k
k = 100“Are baselines and SOTA comparisons adequate?”289 claims
k = 500“Does the paper compare against experimental baselines?”67 claims
k = 6,000“Missing important experimental baselines”12 claims
Show the paper’s original pipeline figure
An LLM splits each review into atomic claims and keeps only those the paper itself can settle, so a model can later check them reliably. Claims are stripped of paper-specific names, embedded, merged when identical, and clustered into a tree whose nodes are named as questions to ask of a paper.

Results

Do the learned checklists reduce review error, in simulation and in a human study?

A stable target to measure error against

To evaluate error we need the target μi(∅), but we cannot aggregate infinitely many human reviewers. Instead we aggregate LLM-simulated reviewers with no checklist until the aggregated score converges. For each of 30 held-out papers per venue (10 strong, 10 borderline, 10 weak), we draw one unaided reviewer for each content branch of the tree at 50 items: 49 on NeurIPS and 47 on ICLR. Each reviews its branch and scores the paper, and the average over all of them is the target.

committee mean − target, in score points
One unaided reviewer
±1.11
A committee of 4
±0.53
All 49 reviewers
±0.16
−10 = target+1
The range holding 80% of random committees of unaided reviewers, for the typical NeurIPS paper. A single reviewer is typically within about 1.1 points of the target, four within about 0.53, and all 49 within about 0.16, the remaining uncertainty in the target itself. ICLR numbers are similar (1.12, 0.59, 0.17).

A checklist cuts error

0.00.20.40.60.8 13481216 committee size N (reviewers) error of the committee mean (MSE) 0.82 No checklist (unbiased) 0.21 Learned checklist, k = 100 −58% error at N = 3 Official NeurIPS 2021 list N = 10 unaided catches up N = 7

Three reviewers: variance and bias²

No checklist
0.27
Learned, k = 100
0.12
Official list
0.16
variancebias²
Show the paper’s original variance, bias and MSE figure
Committee error on NeurIPS 2021. The checklist cuts variance sharply and adds only a small bias, so its total error stays below unaided review until committees reach about ten reviewers.

With the 100-item checklist, a single reviewer’s error on NeurIPS drops from 0.82 to 0.21, and a committee of three has 58% lower error; a committee of four halves its error (0.21 to 0.10). The official NeurIPS 2021 checklist lowers variance just as much but adds more bias, leaving it about 0.04 worse at every committee size. On ICLR, a single reviewer’s error drops from 0.84 to 0.34.

The k with the highest ECA has the lowest error

ECA is computed from past reviews only, so it needs no checklist to have been used. We check it against the error of simulated four-reviewer committees, one point per checklist size. On both venues the size with the highest ECA, k = 100, has the lowest error, and the size with the lowest ECA, k = 2,000, has the highest (0.104 against 0.180 on NeurIPS, 0.205 against 0.287 on ICLR).

NeurIPS 2021 r = −0.84 error 0.10 0.14 0.18 4 6 8 10 ECA (higher is better) k = 50 k = 100 k = 500 k = 1,000 k = 2,000 ICLR 2022 r = −0.81 error 0.20 0.24 0.28 10 11 12 13 ECA (higher is better) k = 50 k = 100 k = 500 k = 1,000 k = 2,000
Each point is one checklist size k; the dashed line is a least-squares fit. Across the five sizes ECA and error are strongly negatively correlated (r = −0.84 on NeurIPS, −0.81 on ICLR). With five points per venue, r describes the pattern and is not a significance test.

People also rank better with the checklist

In a human study, 20 participants each ranked two sets of three NeurIPS 2021 papers on the same topic, one with the k = 100 checklist and one without (topic and condition counterbalanced across participants). The checklist was filled in by an LLM beforehand. Error is the share of pairs ranked in the wrong NeurIPS order. It fell from 0.48 to 0.22 for one participant (−54%), and from 0.32 to 0.11 for a committee of three (−66%).

Example set: neural network pruning · NeurIPS 2021 mean rating

  1. Sparse Training via Boosting Pruning Plasticity with Neuroregeneration7.0
  2. CHIP: CHannel Independence-based Pruning for Compact Neural Networks6.0
  3. Efficient Neural Network Training via Forward and Backward Propagation Sparsification5.4
variancebias²no checklistchecklist
0.48 0.22 0.32 0.11 No checklist Checklist No checklist Checklist One participant Committee of three
Ranking error is the share of pairs placed in the wrong NeurIPS order, split into variance and squared bias. Both parts shrink with the checklist, for one participant and for a committee of three.

Takeaways

  1. 1
    Formalize the checklist objective as a variance-bias tradeoff. Review error is variance plus bias², and a checklist moves both.
  2. 2
    Propose ECA as a proxy objective for review error. On both venues, k = 100 has the highest ECA and the lowest error.
  3. 3
    Formulate checklist design as coarsening the review claim space. k items, from broad to narrow: the single knob is the granularity.

What this does not claim

Team

This is research from the Epistemic Decisions Lab at Northwestern University by:

Publication

This work is under review at ICLR 2027. The preprint is available on arXiv or as a direct PDF. A workshop version, Learning Automated Checklists to Reduce Lottery Effects in Scientific Peer Review, was accepted as an oral presentation at the NeurIPS 2026 Workshop on AI-Native Academia: Authorship, Peer Review, and Conference Governance under AI, where it received a Best Paper Honorable Mention.

Liu, X., Guo, Z., Hartline, J., & Hullman, J. (2026). Learning Checklists to Reduce Lottery Effects in Scientific Peer Review. arXiv preprint arXiv:2610.28666. Manuscript under review.
@misc{liu2026checklists,
  title={Learning Checklists to Reduce Lottery Effects in Scientific Peer Review},
  author={Liu, Xuanyou and Guo, Ziyang and Hartline, Jason and Hullman, Jessica},
  year={2026},
  eprint={2610.28666},
  archivePrefix={arXiv},
  primaryClass={cs.DL},
  note={Under review. Workshop version: Best Paper Honorable Mention, NeurIPS 2026 Workshop on AI-Native Academia}
}